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Compliance Manager - Financial Promotions

Entry-level at Clarc Recruitment Limited

Compliance Manager - Financial Promotions

Entry-level at Clarc Recruitment Limited

  • LocationLondon, UK
  • Position levelEntry-level
  • Job period iconFull-time employment
  • Application deadline iconPosted on 05 Sep, 2018
  • Start date iconStart date:
  • Visa iconVisa Sponsor
  • CompetitiveCompetitive

A leading investment management firm is looking to hire a Compliance Manager to join their team in newly created role. Exciting opportunity for a candidate looking to make that next step up in their Compliance Financial Promotions career.

Main Responsibilities:

  • Primary point of contact for all requirements relating to marketing reviews.
  • Monitoring, tracking and communicating developments in EMEA regulation (and market practices) as they relate to marketing activities
  • Participating in New Product development initiatives, particularly in relation to new product marketing efforts, working closely with Legal and business colleagues as required
  • Maintaining relevant procedures and the provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues
  • Leading and/or participating in projects intended to streamline processes, including the use of system-based approvals, and incorporating new communication techniques in the marketing lifecycle.

Job Requirements:

  • At least 4 years Financial Promotions Compliance experience from within an Investment Management business.
  • Knowledge of fund marketing, particularly of AIFs and/or UCITS.
  • Degree educated
  • Excellent communication skills, both written and oral.

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