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Compliance Assistant

Graduate at cer Financial

Compliance Assistant

Graduate at cer Financial

  • LocationLondon, UK
  • Position levelGraduate
  • Job period iconFull-time employment
  • Application deadline iconApply by 11 Nov, 2018
  • Start date iconStart date:
  • Visa iconVisa Sponsor
  • Competitive£ 32,000.0 per year

Compliance Assistant London CityPermanent to £32K

cer Financial are working with a Brokers based in London who are looking to hire a Compliance Assistant to join their compliance team

To be successful for this role you must have at least 1 years’ experience with a financial services industry and understand CFD trading, as well as being qualified to a degree level

Responsibilities of a Compliance Assistant will be:

Assisting the compliance officer and conducting compliance reviews of financial promotions and marketing material
Managing account opening reviews and approvals of high-risk clients as well as the client on-boarding process to ensure all AML and KYC requirements are met.
Reporting monitoring finding to the relevant departments for investigations as well as providing the compliance officer with a summary of the findings and the specific actions taken by the relevant department
Conducting regular compliance monitoring desk-based reviews
Investigating potential matches of PEP/Sanction screenings.

The Successful Compliance Assistant will have:

Qualified to degree level
Some understanding and knowledge of the UK regulatory environment, in particular AML.
An ability to identify

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