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Compliance Assistant (Asset Management)

Graduate at Robert Half

Compliance Assistant (Asset Management)

Graduate at Robert Half

  • LocationLondon, UK
  • Position levelGraduate
  • Job period iconFull-time employment
  • Application deadline iconApply by 12 Dec, 2018
  • Start date iconStart date:
  • Visa iconVisa Sponsor
  • Competitive£ 38,000.0 per year
Compliance Assistant
Asset Management
London
£35K-£38K
Primary Responsibilities:
1 Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations
2 Assist with the review of client communications, including financial promotions and cross border distribution material, and ensure compliance with applicable regulatory requirements and the Firm's own communications policies
3 Periodically assist with the review and update of the Firm's policies and procedures
4 Assist with the development and distribution of training programmes and ensuring that adequate training records are kept
5 Assist with project work as required
Requirements:
1 Graduate (undergraduate degree or equivalent)
2 Proven UK financial services compliance experience (2-3yrs); preferably with prior compliance testing/monitoring experience
3 Good attention to detail
4 Good analytical skills
5 Good Excel, Word, PowerPoint skills
6 Strong interpersonal skills
Desirable Skills / Knowledge:
1 Working knowledge of fund structures across multiple jurisdictions, including UK, Luxembourg, Ireland and US
2 Ability to liaise with different stakeholders within a firm including senior members
3 Ability to work independently to complete tasks in a timely manne

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