My jobs

Monitoring and Surveillance Analyst

Graduate at Michael Page International

Monitoring and Surveillance Analyst

Graduate at Michael Page International

  • LocationLondon, UK
  • Position levelGraduate
  • Job period iconFull-time employment
  • Application deadline iconApply by 06 Nov, 2018
  • Start date iconStart date:
  • Visa iconVisa Sponsor
  • CompetitiveCompetitive
The Compliance Monitoring and Surveillance Analyst will carry out trade surveillance and monitoring for transactions on EEA markets, including OTC and any product(s) that the business offers;
You will ensure adherence to market conduct (MAR and related ESMA regulations) to reduce the risk of the business being used for the purposes of market related financial crime
Client Details
Investment Bank
Description
This Financial Services- Online Brokerage requires a Compliance Monitoring and Surveillance Analyst to join their business and team in London
* Carrying out trade surveillance and monitoring for transactions on EEA markets, including OTC and any product(s) that the business offers;
* Assisting with the on-going design and development of relevant market surveillance reports;
* Assisting with the design and development of trade reporting;
* Carrying out best execution monitoring on EEA markets, OTC and other products and following up on any remedial action;
* Assisting with the on-going design and development of relevant best execution surveillance reports;
* Assisting with written responses market abuse enquiries from the FCA and other national regulatory bodies;
* Supporting and coordinating the detection and mitigation of potential money laundering risk;
* Assisting in the trai

More hot jobs for you